Financial Regulatory

Wigge & Partners’ Financial Regulatory team has solid experience of advising Swedish and international banks, fund managers, investment service providers, consumer credit and payment institutions, mortgage lenders and other financial institutions, founder teams and investors where we help our clients navigate the growing regulatory requirements in Sweden and Europe.

We help our clients to recognize the need of authorization and the scope of application of different regulatory frameworks in various structures and activities. We advise on regulatory, strategic, governance and transactional matters in the establishment phase of new financial products and services, as well as during the ongoing business and in connection with the implementation of new regulations.

The team members are very experienced in regulatory matters relating to all types of financial institutions and market participants.

Our services include questions relating to:

  • Permits, authorisation and registration with the Swedish Financial Supervisory Authority
  • Fund management (AIFMD, EuVECA, UCITS)
  • Investment services (MiFID II)
  • Banking (credits, mortgages, payment services, consumer credits)
  • Fintech and financial crypto assets (including in the anticipation of MiCA)
  • Packed Retail Investment and Insurance Products (PRIIPs)
  • Market abuse regulations (MAR)
  • Transparency
  • Anti-money laundering
  • Assessment of licensing and reporting requirements
  • Ownership assessment and management suitability
  • Capital adequacy requirements
  • Remunerations
  • Sanctions and fines
  • Matters before Finansinspektionen (the Swedish financial supervisory authority authorities) and other authorities

Contact persons

Our people within Financial Regulatory

Practice areas